Unclaimed
Timothy Blake Gabriele is a registered representative with RBC Capital Markets, LLC. Timothy has been in the securities industry since May 1989 and holds a variety of licenses and registrations. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and has been a registered representative for over 30 years. Previous employers include Ferris, Baker Watts, LLC, Ryan Beck & Co., Gruntal & Co., L.L.C., Summit Investment Group, Inc., Investcorp, Inc., Penn Capital Financial Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
08/29/2016 - Present
RBC Capital Markets, LLC (CUMBERLAND MD)
MD
08/31/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (CUMBERLAND MD)
NJ
04/29/2002 - 09/13/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/05/1998 - 05/14/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
PA
06/26/1996 - 05/05/1998
SUMMIT INVESTMENT GROUP, INC. (PITTSBURGH PA)
FL
02/11/1995 - 06/29/1996
INVESTACORP, INC. (MIAMI FL)
PA
08/09/1993 - 02/08/1995
PENN CAPITAL FINANCIAL SERVICES, INC. (PITTSBURGH PA)
MN
05/05/1989 - 07/14/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/05/1989 - 07/14/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/01/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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