Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Behan Fitzgerald is a financial professional with over 23 years of experience in the securities industry. Timothy is currently registered with Foreside Fund Services, LLC and has been with the firm since May 16, 2014. Previously, Timothy has held positions at IMPERIAL CAPITAL, LLC, RODMAN & RENSHAW, LLC, HUDSON SECURITIES, INC., JEFFRIES & COMPANY, INC., and STEPHENS INC. Timothy holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Timothy is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/16/2014 - Present
Foreside Fund Services, LLC (Tampa FL)
CA
03/19/2012 - 06/12/2013
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
NY
05/27/2011 - 03/14/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NJ
02/01/2011 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
CA
06/12/2000 - 06/02/2010
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
AR
10/06/1997 - 06/07/2000
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 11/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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