Unclaimed
Timothy Bartholomew Farrell is a financial professional with over 20 years of experience in the financial services industry. Timothy has held positions at Lord Abbett Distributor LLC and CIBC World Markets Corp. Currently, Timothy is registered with Nylife Securities LLC and holds Series 7, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2017 - Present
Nylife Securities LLC (NEW YORK NY)
NJ
03/24/2003 - 01/13/2004
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
01/18/2001 - 11/12/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 05/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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