Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Balombin is a financial professional with over 15 years of experience in the industry. He currently works at TD Securities (USA) LLC. Prior to that, Timothy was a Registered Representative at Wells Fargo Securities, LLC and RBC Capital Markets, LLC. Timothy is registered in Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/02/2019 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
03/18/2014 - 12/07/2018
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
TX
02/29/2008 - 01/13/2014
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
CA
05/09/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
BC
Issued 07/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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