Unclaimed
Timothy Bain Howe is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with Planmember Securities Corp. and has held previous positions with firms such as Herbert J. Sims & Co, Inc., Janney Montgomery Scott LLC, Ameriprise Advisor Services, Inc., Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Advest, Inc. Timothy specializes in providing investment advisory services to individuals, businesses, pension plans, and charitable organizations. Timothy is also registered as an Investment Advisor Representative in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/24/2022 - Present
Planmember Securities Corp. (OVIEDO FL)
FL
05/01/2015 - 09/05/2018
HERBERT J. SIMS & CO, INC. (Naples FL)
NY
08/31/2009 - 03/11/2014
JANNEY MONTGOMERY SCOTT LLC (ALBANY NY)
MI
05/27/2009 - 09/08/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
CT
05/27/2009 - 08/31/2009
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
OH
03/08/2006 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAYTON OH)
NY
07/25/2000 - 03/08/2006
ADVEST, INC. (ITHACA NY)
NA
03/14/1994 - 05/03/1994
GRUNTAL & CO. INCORPORATED
BOTH
Issued 10/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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