Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Baer is a financial advisor with Wells Fargo Securities, LLC, a firm with its main office in New York City. Timothy has been in the industry since 2002. Timothy has licenses to provide financial services in all 50 states, and he is well-versed in a wide range of financial products. Timothy holds a variety of professional licenses including Series 7, Series 63, Series 3, Series 24, Series 26, Series 39, Series 52TO, Series 6TO, Series 22TO, Series 82TO, Series 99TO, and SIE. Timothy is also a registered Principal. Prior to joining Wells Fargo Securities, Timothy was employed with ODEON CAPITAL GROUP LLC, NATWEST MARKETS SECURITIES INC., UBS SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and SALOMON SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/28/2020 - Present
Wells Fargo Securities, LLC (New York NY)
NY
03/27/2020 - 10/15/2020
ODEON CAPITAL GROUP LLC (NEW YORK NY)
CT
02/21/2013 - 11/26/2019
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
NY
07/16/2010 - 02/20/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
11/04/2008 - 07/28/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 10/16/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/21/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/03/2000 - 07/10/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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