Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Shirley is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. with more than 15 years of experience in the financial services industry. Timothy Shirley has a Series 7, Series 9, Series 10, and Series 66 license. Timothy Shirley is licensed in 53 states and the District of Columbia and is also a registered investment advisor in several states. Timothy Shirley has experience working in multiple areas within the financial services industry. Timothy Shirley specializes in assisting high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Timothy Shirley offers investment advisory services such as portfolio management for businesses, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/29/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 01/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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