Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Augustine is a financial advisor with over 25 years of experience in the industry. Timothy holds a Series 6, 7, 24, 51 and 63 license as well as a Series 65. Timothy has been registered with the state of Iowa since 8/12/2024 and with the state of Pennsylvania since 3/14/2024. Timothy also has a Series 65 license and is registered with the state of Texas since 3/14/2024. Timothy Augustine currently works for Cetera Investment Advisers LLC and Avantax Planning Partners, Inc. Timothy Augustine has experience working with a wide range of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Timothy provides financial planning, pension consulting, educational seminars, and portfolio management services. Timothy Augustine is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
08/12/2024 - Present
Cetera Investment Advisers LLC (DUBUQUE IA)
PA
09/02/2014 - 10/02/2017
PURSHE KAPLAN STERLING INVESTMENTS (Sarver PA)
PA
02/16/2007 - 09/11/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (SARVER PA)
PA
05/23/1997 - 02/20/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (SARVER PA)
AZ
01/31/1997 - 05/28/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
08/29/1995 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NY
11/04/1993 - 09/01/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 1/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/29/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 8/4/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/2/2017
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Timothy Augustine is the right advisor for you? Invested Better is here to help.
