Unclaimed
Timothy Arnold Sinal is an Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. located in CHICAGO, IL. Timothy has been in the industry since 1990 and has a wide range of experience with various client types. Timothy holds the Series 7, Series 63, Series 65, and SIE licenses and is registered in multiple states including Alabama, Arizona, California, Colorado, and many more. Timothy is dedicated to providing personalized financial advice to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/14/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
07/14/1997 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
12/10/1993 - 07/28/1997
MESIROW FINANCIAL, INC. (CHICAGO IL)
NA
10/01/1993 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
NJ
05/31/1990 - 06/15/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IN
03/21/1989 - 07/18/1989
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
IA
Issued 12/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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