Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Andrew Sargent has been in the financial services industry since 1997. Currently, Timothy Sargent is registered with Sterling Capital Management LLC and is a registered representative for the firm. Timothy Sargent previously worked at BISYS FUND SERVICES LIMITED PARTNERSHIP, NATIONWIDE INVESTMENT SERVICES CORPORATION, MORGAN STANLEY DW INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Timothy Sargent holds the Series 7, Series 63, and Series 65 securities licenses and also has the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Wrap & model programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
01/19/2012 - Present
Sterling Capital Management LLC (Raleigh NC)
ME
06/08/2004 - 04/30/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
01/02/2003 - 05/17/2004
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
ME
01/04/2002 - 12/20/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
07/18/2000 - 11/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/06/1997 - 07/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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