Unclaimed
Timothy Andrew Mindel is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Timothy holds Series 6, 63, and 65 licenses and has been in the financial services industry since December 2013. Timothy is based in Albany, New York, and is registered with the states of New York, New Jersey, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
10/22/2015 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
IA
Issued 10/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Mindel is the right advisor for you? Invested Better is here to help.