Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Looney is a financial advisor who has been in the industry since August 8, 1997. Timothy is currently registered with Bfin Financial Services, LLC and Arens Securities. Timothy also worked with Velocity Clearing, LLC, Momentix Capital, Inc., MINT GLOBAL MARKETS, INC., WESTPORT RESOURCES INVESTMENT SERVICES, INC., STOCK USA INVESTMENTS, UPRR SECURITIES, LLC, MONY SECURITIES CORPORATION, TRUSTED SECURITIES ADVISORS CORP., MATRIX PRIVATE EQUITIES, INC., D.H. BLAIR INVESTMENT BANKING CORP., and YAMAICHI INTERNATIONAL (AMERICA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/06/2023 - Present
Bfin Financial Services, LLC (NEW YORK NY)
NY
12/13/2012 - 01/31/2020
MINT GLOBAL MARKETS, INC. (CARMEL NY)
CT
10/27/2008 - 09/24/2012
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
NY
01/03/2007 - 10/20/2008
STOCK USA INVESTMENTS (KATONAH NY)
NY
04/26/2005 - 01/03/2007
UPRR SECURITIES, LLC (NEW YORK NY)
NY
03/27/2000 - 12/06/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/13/2000 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
VA
05/17/2001 - 08/15/2001
MATRIX PRIVATE EQUITIES, INC. (RICHMOND VA)
NY
04/30/1998 - 02/10/2000
D.H. BLAIR INVESTMENT BANKING CORP. (NEW YORK NY)
NA
02/05/1998 - 04/06/1998
YAMAICHI INTERNATIONAL (AMERICA) INC.
NY
10/14/1996 - 04/06/1998
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1999
Series 14 - Compliance Officer Examination
BC
Issued 04/29/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/03/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 3 - National Commodity Futures Examination
BC
Issued 01/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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