Unclaimed
Timothy Pickett is a financial advisor with The Leaders Group, Inc. Timothy has been in the industry since January 5, 1985. Timothy is registered with FINRA and the state of Missouri. Timothy holds the Series 63, Series 7, and Series 1 licenses. Timothy also has the SIE certification. Timothy has previously worked with Transamerica Financial Advisors, Inc., Transamerica Securities Sales Corporation, Penn Mutual Equity Services, Inc., and The Great-West Life Assurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/12/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MO
09/04/2009 - 12/31/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (CHESTERFIELD MO)
MO
05/25/1995 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (CHESTERFIELD MO)
CA
10/18/1999 - 05/02/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
PA
10/01/1992 - 12/15/1993
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
CO
12/14/1981 - 09/24/1992
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
BC
Issued 08/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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