Unclaimed
Timothy Allen Smith is an investment advisor representative with Fairway Asset Management, Inc. Timothy has been in the financial industry since 1997 and holds the Series 7 and Series 66 registrations. Timothy is licensed to provide investment advisory services in California and Texas. Timothy provides financial planning, pension consulting, educational seminars and portfolio management for individuals. Timothy has been with Fairway Asset Management, Inc. since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/12/2016 - Present
Fairway Asset Management, Inc. (SAN RAMON CA)
CA
02/23/2005 - 01/09/2007
WACHOVIA SECURITIES, LLC (WALNUT CREEK CA)
NY
09/17/2001 - 03/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/20/2001 - 09/27/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/26/1999 - 06/12/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/08/1997 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/14/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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