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Timothy Allen Smith

Fairway Asset Management, Inc.

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About Timothy Allen Smith

Timothy Allen Smith is an investment advisor representative with Fairway Asset Management, Inc. Timothy has been in the financial industry since 1997 and holds the Series 7 and Series 66 registrations. Timothy is licensed to provide investment advisory services in California and Texas. Timothy provides financial planning, pension consulting, educational seminars and portfolio management for individuals. Timothy has been with Fairway Asset Management, Inc. since 2007.

Firm Information

Timothy Smith is currently registered with Fairway Asset Management, Inc.. Fairway Asset Management, Inc. is an independent registered investment advisor located in New York. The firm provides financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, and corporations. They manage approximately $50.99 million in assets for 151 clients.

$50.99M

Assets Under Management

6

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Smith’s Registration & Firm History

CA

02/12/2016 - Present

Fairway Asset Management, Inc. (SAN RAMON CA)

CA

02/23/2005 - 01/09/2007

WACHOVIA SECURITIES, LLC (WALNUT CREEK CA)

NY

09/17/2001 - 03/16/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/20/2001 - 09/27/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

11/26/1999 - 06/12/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/08/1997 - 11/30/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/14/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Timothy Allen Smith.
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