Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Simmons is a financial advisor with The Leaders Group, Inc., based in Littleton, CO. He has been in the industry since 1998. Timothy holds Series 6, 7, 24, 63, and 65 licenses. Timothy's current registration is in Nebraska. He is also licensed in New York and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NE
09/10/2004 - 12/31/2014
THE O.N. EQUITY SALES COMPANY (OMAHA NE)
NY
02/26/2003 - 06/29/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/14/2001 - 02/11/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
04/21/1998 - 09/04/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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