Unclaimed
Timothy Allen Meigher is a financial advisor registered with Morgan Stanley. Timothy has been in the securities industry since 1981. Timothy is a registered representative of Morgan Stanley and an investment advisor representative of Morgan Stanley. Timothy holds the Series 63, Series 65, Series 7, and Series 8 licenses. Timothy has been an arbitrator for the NASD and FINRA for over 10 years. Timothy provides financial planning, portfolio management, and educational seminars. Timothy is registered to provide investment advice in the states of California, Connecticut, District of Columbia, Florida, Georgia, Indiana, Maine, Massachusetts, New Hampshire, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Rhode Island, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/10/2014 - Present
Morgan Stanley (Albany NY)
NY
05/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBANY NY)
NY
08/05/2000 - 06/03/2008
WACHOVIA SECURITIES, LLC (ALBANY NY)
NY
02/03/1987 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
11/06/1981 - 03/27/1987
E. F. HUTTON & COMPANY INC
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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