Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Grantham is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with RBC Capital Markets, LLC. Timothy has held previous positions with UBS Financial Services Inc., Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Paine Webber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Timothy holds several licenses including Series 3, 7, 9, 10, 31, 63 and 65. Timothy's expertise includes providing advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
02/23/2015 - Present
RBC Capital Markets, LLC (OKLAHOMA CITY OK)
TX
02/22/2008 - 03/04/2015
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (DALLAS TX)
TX
12/02/1995 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
NJ
01/21/1991 - 11/20/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/20/1989 - 12/24/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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