Unclaimed
Timothy Bray is a Registered Representative and Investment Advisor Representative with over 30 years of experience in the financial services industry. Timothy is currently affiliated with Touchstone Advisors Inc. and has previously held positions at U.S. Bancorp Investments, Inc., Riversource Distributors, Inc., Icon Distributors, Inc., Enterprise Fund Distributors, Inc., Piper Jaffray & Co., CFS Brokerage Corp., Royal Alliance Associates, Inc., and Kimbridge & Co., Inc. Timothy has a wide range of experience and expertise in the financial services industry and is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MN
06/20/2019 - Present
Touchstone Advisors Inc. (Rosemount MN)
MN
05/13/2009 - 07/09/2010
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
06/08/2007 - 01/28/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
CO
04/25/2007 - 05/01/2007
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
GA
09/11/2006 - 03/16/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
MN
09/02/1998 - 08/23/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
06/15/1995 - 08/28/1998
CFS BROKERAGE CORP. (NEW YORK NY)
AZ
02/07/1995 - 05/05/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
01/27/1994 - 01/23/1995
CFS BROKERAGE CORP. (NEW YORK NY)
MN
01/24/1992 - 01/27/1993
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
07/20/1988 - 12/06/1988
KIMBRIDGE & CO., INC.
IA
Issued 07/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/1996
Series 4 - Registered Options Principal Examination
BC
Issued 09/12/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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