Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alexis Johnson is a registered representative with Stifel, Nicolaus & Company, Inc. Timothy has been in the financial services industry since December 9, 1979, and currently holds a Series 7, Series 63, and Series 65 license. Timothy is also registered with the states of Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Washington. Timothy also holds a license with the state of California as an Investment Advisor. Timothy has been with Stifel, Nicolaus & Company, Inc. since March 2009. Previously, Timothy was employed by Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/13/2016 - Present
Stifel, Nicolaus & Company, Inc. (EAST HARWICH MA)
MA
01/01/2008 - 03/30/2009
WACHOVIA SECURITIES, LLC (CENTERVILLE MA)
MA
06/26/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CENTERVILLE MA)
NA
11/23/1979 - 06/08/1987
THOMSON MCKINNON SECURITIES INC.
IA
Issued 09/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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