Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alan Rosga has been providing financial consulting and investment services since 2006. Timothy is a registered representative with Gradient Securities, LLC, and a licensed investment advisor. Timothy has experience working with individuals, corporations, and trusts. He has experience with a variety of investment products and services, including mutual funds, stocks, bonds, and insurance products. Prior to joining Gradient Securities, LLC, Timothy worked with SAGEPOINT FINANCIAL, INC. and RBC CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
10/22/2024 - Present
Gradient Securities, LLC (Cottage Grove MN)
MN
11/21/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (OAKDALE MN)
MN
11/01/2016 - 11/20/2018
RBC CAPITAL MARKETS, LLC (ST. PAUL MN)
MN
07/11/2006 - 11/18/2015
COUNTRY CAPITAL MANAGEMENT COMPANY (EDINA MN)
IA
Issued 07/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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