Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alan Johnson is a financial advisor with Cetera Investment Advisers LLC. Timothy has been in the financial services industry since April 28, 2000. Timothy is registered with the state of California and Texas as an Investment Advisor Representative. Timothy has also passed the Series 6, Series 7, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CT
10/29/2004 - 09/06/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
10/29/2004 - 08/31/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
AZ
09/12/2002 - 03/14/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
09/12/2002 - 03/14/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
09/12/2002 - 03/14/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
01/01/2002 - 09/04/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CT
03/23/2000 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
BOTH
Issued 03/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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