Unclaimed
Timothy Johnson is a financial advisor with Cetera Investment Advisers LLC, a firm with a long history of helping clients meet their financial goals. Timothy has been in the financial services industry since 2000. He has a wide range of experience, including working with individuals, families, and businesses. Timothy is a Certified Financial Planner and holds Series 6, 7, and 66 securities licenses. He is also a Registered Investment Advisor. He is dedicated to providing his clients with personalized financial advice and guidance. Timothy specializes in a variety of financial planning areas including retirement planning, college savings, and estate planning. He also provides investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CT
10/29/2004 - 09/06/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
10/29/2004 - 08/31/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
AZ
09/12/2002 - 03/14/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
09/12/2002 - 03/14/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
09/12/2002 - 03/14/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
01/01/2002 - 09/04/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CT
03/23/2000 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
BOTH
Issued 3/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 3/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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