Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alexander is a securities professional with over 20 years of experience in the industry. He is currently registered with Harris Williams, a firm that provides investment banking services. Previously, Timothy Alexander was associated with Lehman Brothers Inc., where he worked from 1998 to 2007. Timothy Alexander holds a Series 7, Series 24, Series 63, and Series 79TO licenses and is registered in Minnesota and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
03/29/2007 - Present
Harris Williams (MINNEAPOLIS MN)
NY
03/28/2001 - 03/29/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/14/1998 - 05/19/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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