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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Adams Fortner is a financial advisor registered with Wells Fargo Clearing Services, LLC. Timothy Adams Fortner has been a registered representative in the securities industry since June 1992. Timothy Adams Fortner has passed multiple securities licensing exams including the Series 3, 7, 9, 10, 63, and 65 exams. Timothy Adams Fortner also holds a Series 65 registration in New Jersey, New York, and Ohio. Timothy Adams Fortner is licensed to provide investment advice in Alabama, Arkansas, California, Colorado, Florida, Iowa, Kansas, Massachusetts, Missouri, New Jersey, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, Utah, and Virginia. Timothy Adams Fortner has worked in the financial services industry for more than 30 years and has experience working for Citigroup Global Markets Inc., Lehman Brothers Inc., and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/17/2011 - Present
Wells Fargo Clearing Services, LLC (SYRACUSE NY)
OH
06/01/2009 - 11/02/2011
MORGAN STANLEY SMITH BARNEY (CLEVELAND OH)
OH
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLEVELAND OH)
NY
06/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/21/1987 - 01/26/1988
BSW SECURITIES, INC.
IA
Issued 07/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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