Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Carter is a financial advisor in RALEIGH, NC. Timothy is registered with Capfinancial Securities, LLC and has been in the industry since 2021. Timothy has passed the Series 7, Series 63 and SIE exams and is currently registered in North Carolina. Timothy was previously registered with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/03/2022 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
08/02/2021 - 03/18/2022
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 09/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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