Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sovereign is a financial advisor with over 13 years of experience in the financial services industry. Timothy has held previous roles with TD Ameritrade, Mutual of Omaha Investor Services, and Fidelity Brokerage Services. Currently, Timothy is registered with Charles Schwab & Co., Inc. in Texas. Timothy specializes in financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
06/06/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
11/01/2019 - 12/31/2023
TD AMERITRADE, INC. (Southlake TX)
TX
04/07/2016 - 03/29/2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (AUSTIN TX)
TX
12/21/2007 - 11/24/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/26/2007 - 12/12/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BOTH
Issued 11/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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