linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Timmothy Erwin Nootz

Tiaa-Cref Individual & Institutional Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timmothy? Claim Your Profile

About Timmothy Erwin Nootz

Timmothy Nootz is a financial advisor registered with Tiaa-cref Individual & Institutional Services, LLC. Timmothy is based in Charlotte, NC and has been in the financial services industry since September 12, 2004. Timmothy is a registered representative and investment advisor representative. Timmothy has passed the Series 7, Series 24, Series 66 and SIE exams. Timmothy has experience with previous firms including Hornor, Townsend & Kent, Inc., Park Avenue Securities LLC, Waddell & Reed, Inc., and Equity Services, Inc.

Firm Information

Timmothy Nootz is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Compensation from affiliates

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timmothy Nootz’s Registration & Firm History

NC

10/03/2018 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

PA

06/16/2015 - 07/23/2015

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

NY

09/28/2011 - 04/30/2015

PARK AVENUE SECURITIES LLC (NEW YORK NY)

KS

01/10/2006 - 01/20/2009

WADDELL & REED, INC. (OVERLAND PARK KS)

VT

05/20/2004 - 11/29/2005

EQUITY SERVICES, INC. (MONTPELIER VT)

NJ

10/14/1999 - 05/14/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

Not sure if Timmothy Erwin Nootz is right for you?

Licenses & Designations

BOTH

Issued 10/21/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/07/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timmothy Erwin Nootz.
Not sure if Timmothy Erwin Nootz is right for you?