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Tim Yau Ho

Fortune Financial Services, Inc.

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About Tim Yau Ho

Tim Yau Ho is a financial advisor with Fortune Financial Services, Inc., based in Arcadia, California. Tim has been in the financial services industry since February 10, 1982. Tim holds the Series 7, Series 24 and Series 63 securities licenses, and the SIE exam certification. Tim is registered with the state of Arizona, California, Florida, Nevada, New York, Oklahoma, Pennsylvania, Texas and Washington.

Firm Information

Tim Ho is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tim Ho’s Registration & Firm History

CA

10/01/2012 - Present

Fortune Financial Services, Inc. (ARCADIA CA)

CA

01/02/2008 - 10/01/2012

WELLINGTON SECURITIES, INC. (ARCADIA CA)

CA

07/01/1993 - 01/03/2008

SECURITIES AMERICA, INC. (ARCADIA CA)

CA

08/22/1990 - 07/14/1993

E-W INVESTMENTS, INC. (SAN GABRIEL CA)

VA

05/02/1990 - 08/28/1990

GNA SECURITIES, INC. (GLEN ALLEN VA)

NY

04/18/1990 - 05/09/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

01/08/1986 - 04/02/1990

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

NA

02/17/1984 - 01/21/1986

BRETCOURT SECURITIES CORPORATION

NA

11/17/1981 - 12/07/1983

UNIVERSITY SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 03/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tim Yau Ho.
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