Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Xuan Ha is a financial advisor with over 20 years of experience in the industry. Tim has a diverse background, having worked with various firms, including Merrill Lynch, AXA Advisors, LLC, Investment Centers of America, INC., Cetera Advisor Networks LLC, and now LPL Financial LLC. Tim is currently registered with LPL Financial LLC in Virginia. Tim holds the Series 66, Series 7, and SIE licenses. Tim's specialties include financial planning, retirement planning, college savings, and investment management. Tim is also a Certified Financial Planner. Tim is committed to helping clients achieve their financial goals and providing them with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
08/31/2021 - Present
LPL Financial LLC (ROANOKE VA)
VA
10/17/2017 - 08/27/2021
CETERA ADVISOR NETWORKS LLC (ROANOKE VA)
VA
07/10/2014 - 10/16/2017
INVESTMENT CENTERS OF AMERICA, INC. (Roanoke VA)
VA
03/08/2001 - 05/19/2014
AXA ADVISORS, LLC (ROANOKE VA)
NY
06/03/1999 - 01/25/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/22/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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