Unclaimed
Tim Kessler is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Tim has been in the industry since February 11, 2001. Tim has passed the Series 6, Series 63, and SIE exams. He has been registered in Wisconsin since January 2, 2014. Tim has previously been registered with ING Financial Partners, Inc., American General Equity Services Corporation, and American General Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WI
10/08/2008 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (APPLETON WI)
TX
07/29/2004 - 01/11/2007
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
AZ
04/06/1999 - 06/16/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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