Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Diedrich is a financial professional with over 20 years of experience in the financial services industry. Tim is currently a registered representative with Wells Fargo Clearing Services, LLC and has previously held positions at Wells Fargo Investments, LLC, Brokers International Financial Services, LLC., NDX TRADING, INC., Navillus Securities, Inc., and Block Trading Inc. Tim is registered in Minnesota and California as an Investment Advisor Representative. Tim holds licenses for Series 4, 7, 9, 10, 24, 31, 53, 55, 57TO, 63, 65, 99TO and SIE exams. Tim specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
11/18/2013 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
08/13/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
IA
07/07/2006 - 07/13/2006
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (URBANDALE IA)
MN
05/16/2001 - 11/29/2005
NDX TRADING, INC. (NEW BRIGHTON MN)
PA
05/07/1999 - 05/14/2001
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
TX
12/16/1997 - 10/07/1998
BLOCK TRADING INC. (HOUSTON TX)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/15/1999
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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