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Tim Paul Peyton

LPL Financial LLC

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About Tim Paul Peyton

Tim Paul Peyton is a financial professional with over 30 years of experience in the industry. Tim is currently registered with LPL Financial LLC in Gretna, Louisiana. Prior to joining LPL Financial LLC, Tim has held positions at several other firms including Crown Capital Securities, L.P., National Securities Corporation, Gunnallen Financial, Inc., and Continental Broker-Dealer Corp. Tim is licensed to sell securities in Louisiana. He holds the Series 63, Series 7 and SIE exams.

Firm Information

Tim Peyton is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tim Peyton’s Registration & Firm History

LA

04/17/2024 - Present

LPL Financial LLC (GRETNA LA)

LA

07/03/2012 - 04/17/2024

CROWN CAPITAL SECURITIES, L.P. (GRETNA LA)

LA

01/10/2007 - 06/28/2012

NATIONAL SECURITIES CORPORATION (NEW ORLEANS LA)

LA

03/03/2004 - 01/12/2007

GUNNALLEN FINANCIAL, INC (METAIRIE LA)

NY

07/30/2001 - 02/02/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

07/31/1993 - 07/03/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

12/18/1990 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/16/1988 - 01/02/1991

F.N. WOLF & CO., INC.

NA

12/22/1987 - 05/18/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

BC

Issued 12/11/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Tim Paul Peyton. Review regulatory record here.
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