Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Pantaleon is a financial advisor with Commonwealth Financial Network. Tim has been in the financial industry since 1996. Tim holds a Series 7 and Series 63 license and is registered with the state of California. Tim provides financial planning, portfolio management, pension consulting, and educational seminars. Tim's clients include individuals, families, businesses, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/20/2022 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
06/18/2021 - 03/22/2022
SCF SECURITIES, INC. (SAN DIEGO CA)
CA
06/15/2021 - 03/22/2022
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
06/14/2021 - 03/22/2022
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
NY
02/05/2020 - 03/22/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
02/05/2020 - 03/22/2022
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
07/06/2009 - 03/22/2022
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
03/24/2000 - 03/27/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
NY
12/01/1995 - 02/01/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CA
07/24/1995 - 10/31/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 09/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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