Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Whalen is a financial advisor with Fidelity Brokerage Services LLC. Tim has been in the financial services industry since 1998. Tim has a wide range of experience in the industry, including working with Columbia Financial Center Incorporated and American Express Financial Advisors Inc. Tim is a registered representative in 53 states and holds several licenses, including Series 7, Series 63, Series 26 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/20/2011 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
OR
10/19/1998 - 01/18/2005
COLUMBIA FINANCIAL CENTER INCORPORATED (PORTLAND OR)
MN
03/06/1998 - 04/23/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/06/1998 - 04/23/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/25/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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