Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Otterman is a financial professional with over 30 years of experience in the industry. Tim is currently registered with VP Distributors LLC and holds Series 3, 7, 31 and SIE licenses. Tim has previously been registered with Lazard Asset Management Securities LLC, Lazard Freres & Co. LLC, Chase Securities Inc., Manufacturers Hanover Securities Corporation and Citicorp Securities Markets, Inc.. Tim is licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/13/2019 - Present
VP Distributors LLC (HARTFORD CT)
NY
04/01/2004 - 10/22/2019
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
07/11/2000 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
01/01/1992 - 06/05/2000
CHASE SECURITIES INC. (NEW YORK NY)
NA
02/05/1988 - 01/01/1992
MANUFACTURERS HANOVER SECURITIES CORPORATION
NY
04/23/1986 - 01/12/1988
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BC
Issued 05/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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