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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Dowden is a financial advisor with Prime Capital Financial in Overland Park, KS. Tim has been in the financial services industry for over 20 years and holds the Series 3, 7, and 31 licenses. Tim is a Certified Financial Planner and has experience with a variety of investment strategies, including portfolio management for individuals and businesses. Tim is a member of the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC). Previous employers include Barclays Capital Inc., Banc of America Investment Services, Inc., WM Financial Services, Inc., and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
KS
01/12/2024 - Present
Prime Capital Financial (OVERLAND PARK KS)
TX
05/11/2009 - 05/25/2011
BARCLAYS CAPITAL INC. (DALLAS TX)
TX
08/12/2005 - 05/13/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
CA
06/27/2003 - 08/15/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
07/06/2001 - 06/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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