Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Chu is a financial advisor with Fidelity Personal and Workplace Advisors. Tim has been a registered representative in the securities industry since 2006. Tim is a Certified Financial Planner and holds Series 6, 7, 63, 66, and SIE licenses. Tim is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Tim also holds an Investment Advisor Representative license in California and Texas. In addition to his work as a financial advisor, Tim is also a sole proprietor of Tim Trading, an ecommerce business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
08/25/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
CA
06/09/2020 - 07/10/2020
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
CA
05/02/2009 - 02/05/2010
CHASE INVESTMENT SERVICES CORP. (ALHAMBRA CA)
CA
02/11/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (ORANGE CA)
CA
09/22/2008 - 01/30/2009
NYLIFE SECURITIES LLC (ROWLAND HEIGHTS CA)
CA
11/13/2006 - 03/06/2008
METLIFE SECURITIES INC. (CITY OF INDUSTRY CA)
CA
11/13/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CITY OF INDUSTRY CA)
BC
Issued 05/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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