Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tim? Claim Your ProfileTim Christopher Opler is a financial professional with over 20 years of experience in the industry. Tim is currently registered with Stifel, Nicolaus & Company, Inc., a leading financial services firm, and has previously held positions at Torreya Capital, LLC, Financial West Group, Credit Suisse Securities (USA) LLC, and W.R. Hambrecht + Co., LLC. Tim holds various securities licenses, including Series 7, 24, 63, 79TO, 99TO and SIE. Tim is a well-rounded professional with a deep understanding of the financial markets and a commitment to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/03/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
11/21/2017 - 06/05/2023
TORREYA CAPITAL, LLC (NEW YORK NY)
NY
04/22/2009 - 11/27/2017
FINANCIAL WEST GROUP (NEW YORK NY)
NY
03/14/2001 - 05/11/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CA
02/25/2000 - 02/14/2001
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
BC
Issued 05/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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