Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiki? Claim Your ProfileTiki Evette Hall is a financial advisor who has been in the industry since 2001. Tiki currently holds a Series 7, Series 6, Series 63, and Series 66 license and is affiliated with Transamerica Capital, Inc. Tiki has worked at a number of firms over the years, including CUSO Financial Services, L.P., J.P. Morgan Securities LLC, Chase Investment Services Corp., Weaver Tidwell Capital, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
11/21/2022 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
TX
12/02/2019 - 09/12/2022
CUSO FINANCIAL SERVICES, L.P. (Arlington TX)
TX
06/04/2013 - 12/03/2018
CUSO FINANCIAL SERVICES, L.P. (MESQUITE TX)
TX
10/01/2012 - 02/07/2013
J.P. MORGAN SECURITIES LLC (DE SOTO TX)
TX
09/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DE SOTO TX)
TX
06/18/2009 - 09/08/2010
WEAVER TIDWELL CAPITAL, LLC (DALLAS TX)
TX
12/16/2006 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
03/13/2006 - 12/13/2006
METLIFE SECURITIES INC. (DALLAS TX)
TX
03/13/2006 - 12/13/2006
METROPOLITAN LIFE INSURANCE COMPANY (DALLAS TX)
CA
04/01/2001 - 06/03/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
09/15/2000 - 04/01/2001
BANK UNITED SECURITIES CORP. (HOUSTON TX)
IL
03/17/1999 - 09/12/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
AL
06/30/1998 - 10/06/1998
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 10/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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