Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffany? Claim Your ProfileTiffany Diaz is a financial advisor with Wells Fargo Clearing Services, LLC. Tiffany has been in the industry since January 26, 2017, and has been registered with Wells Fargo Clearing Services, LLC since February 12, 2025. Tiffany has a Series 6, 7, 63 and 65 license and is registered in California, Connecticut, Florida, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, and South Carolina. Tiffany previously worked for Citigroup Global Markets Inc. and Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/12/2025 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
01/27/2017 - 02/01/2022
CITIGROUP GLOBAL MARKETS INC. (GREAT NECK NY)
IA
Issued 07/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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