Unclaimed
Tiffany Rose Snow is a financial advisor with UBS Financial Services Inc. Tiffany has been in the financial services industry since December 16, 2006. She is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Tiffany has a Series 63, Series 65, Series 7, Series 9, and Series 10 license. She specializes in retirement planning, investment management, college savings, and insurance planning. Tiffany also has experience in providing financial advice to high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
04/25/2022 - Present
UBS Financial Services Inc. (CONCORD NH)
NH
11/07/2008 - 09/21/2010
SECURITIES MANAGEMENT & RESEARCH, INC. (CONCORD NH)
NH
01/09/2007 - 08/13/2008
LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)
NH
08/01/2006 - 11/16/2006
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 04/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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