Unclaimed
Tiffany Rochelle Guy is a registered representative of TIAA-CREF Individual & Institutional Services, LLC. Tiffany has been working in the financial industry since May 2006. Prior to joining TIAA, Tiffany worked at LPL Financial LLC and Wells Fargo Advisors, LLC. Tiffany is licensed to provide financial services in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/29/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
08/16/2011 - 12/05/2012
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
05/04/2006 - 08/01/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 10/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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