Unclaimed
Tiffany Kingwood is a financial professional with experience in the financial services industry. Tiffany is currently registered with Santander US Capital Markets LLC. Previous employers include Santander Investment Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and HSBC Securities (USA) Inc. Tiffany holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
06/14/2022 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/30/2018 - 04/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/15/2012 - 08/05/2016
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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