Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffany? Claim Your ProfileTiffany Ramos is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Tiffany has been in the financial industry since March 7, 2005. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Tiffany worked at several other firms including NYLIFE SECURITIES LLC, HSBC SECURITIES (USA) INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Tiffany is a Series 63, Series 7, Series 6 and SIE licensed advisor. Tiffany holds a total of 7 FINRA registrations. Tiffany specializes in providing financial advice to individual investors, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations. Tiffany is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/15/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
09/06/2018 - 07/09/2019
NYLIFE SECURITIES LLC (WHITE PLAINS NY)
NY
10/12/2016 - 06/28/2018
HSBC SECURITIES (USA) INC. (YONKERS NY)
NY
10/22/2015 - 09/21/2016
J.P. MORGAN SECURITIES LLC (WHITE PLAINS NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (ELMSFORD NY)
NY
04/07/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ELMSFORD NY)
NY
05/22/2006 - 08/21/2006
WACHOVIA SECURITIES, LLC (HARTSDALE NY)
CA
05/01/2002 - 09/09/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
01/28/2002 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
NY
10/02/2001 - 01/18/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
08/15/2000 - 08/06/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/15/2000 - 08/06/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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