Unclaimed
Tiffany Marie Lyga is a registered representative and investment advisor representative with Raymond James Financial Services Advisors, Inc. She has been in the financial services industry since 2001 and is a licensed Series 6, 7, 31, 63, and 65. Tiffany has worked for several financial institutions, including Morgan Stanley, Citigroup, and Prudential. She is currently affiliated with Raymond James Financial Services Advisors, Inc. and Liberty Bank. Tiffany specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. She is committed to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
02/26/2016 - Present
Raymond James Financial Services Advisors, Inc. (NAUGATUCK CT)
CT
07/08/2014 - 02/24/2016
CITIZENS SECURITIES, INC. (ORANGE CT)
CA
11/24/2009 - 04/08/2013
MORGAN STANLEY (NEWPORT BEACH CA)
NJ
06/16/2008 - 06/03/2009
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CT
03/16/2007 - 06/10/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
04/01/2006 - 03/12/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
11/30/2001 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 01/25/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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