Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffany? Claim Your ProfileTiffany Barbara has been in the financial industry since 1994 and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Tiffany has experience in various firms, including Goldman, Sachs & Co., J.P. Morgan Securities Inc., and Bessemer Investor Services, Inc. Tiffany holds Series 3, 7, 63, and 66 licenses. In addition to her role at Merrill Lynch, Pierce, Fenner & Smith Inc., Tiffany also serves as a Board Member for Leadership Manhattan Beach, a non-profit organization focused on developing future community leaders.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/07/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EL SEGUNDO CA)
CA
05/20/2009 - 08/27/2012
BESSEMER INVESTOR SERVICES, INC. (LOS ANGELES CA)
NY
03/17/2005 - 06/12/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/01/2001 - 03/16/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/07/1998 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/26/1994 - 09/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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