Unclaimed
Tiffany Jolene Dugas is a financial advisor at Empower Advisory Group, LLC. Tiffany has been in the financial industry since 2005. She has experience working with clients of all types including individuals, families, and businesses. Tiffany is dedicated to helping her clients reach their financial goals. Tiffany is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/03/2024 - Present
Empower Advisory Group, LLC (WINCHESTER CA)
CA
04/16/2019 - 04/23/2024
VALIC FINANCIAL ADVISORS, INC. (WOODLAND HILLS CA)
CA
10/10/2014 - 04/23/2019
CHARLES SCHWAB & CO., INC. (TEMECULA CA)
CA
02/21/2008 - 10/01/2014
FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)
CO
08/19/2005 - 01/07/2008
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 04/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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