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Tiffany Erin Lum

PFG Advisors

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About Tiffany Erin Lum

Tiffany Lum is a financial advisor with over 10 years of experience in the financial industry. Tiffany is currently registered with PFG Advisors, based in Glendale, Arizona. Tiffany previously worked with Securities America, Inc. and Foothill Securities, Inc. Tiffany holds the Series 7 and Series 66 licenses, as well as the SIE exam. Tiffany has a Certified Financial Planner designation and is a member of the PFG Advisors team. Tiffany's experience includes providing investment advisory services, financial planning, and tax preparation. Tiffany specializes in working with individual clients, high-net-worth individuals, and small businesses.

Firm Information

Tiffany Lum is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tiffany Lum’s Registration & Firm History

AZ

08/30/2023 - Present

PFG Advisors (Glendale AZ)

AZ

12/08/2016 - 06/14/2024

SECURITIES AMERICA, INC. (GLENDALE AZ)

AZ

01/17/2014 - 12/08/2016

FOOTHILL SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 08/21/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tiffany Erin Lum.
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