linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tiffany Ausby-frazier

Morgan Stanley & Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tiffany? Claim Your Profile

About Tiffany Ausby-frazier

Tiffany Ausby-frazier is a financial advisor with Morgan Stanley & Co. LLC. Tiffany Ausby-frazier has been in the industry since 2002 and has been registered with FINRA since 2004. Before joining Morgan Stanley & Co. LLC, Tiffany Ausby-frazier was a financial advisor at Deutsche Bank Securities Inc., Citigroup Global Markets Inc., UBS Financial Services Inc., UBS Services USA LLC, Chase Investment Services Corp. and CitiCorp Investment Services. Tiffany Ausby-frazier holds the Series 6, Series 7 and SIE licenses.

Firm Information

Tiffany Ausby-frazier is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tiffany Ausby-frazier’s Registration & Firm History

NY

03/03/2020 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

NY

07/22/2015 - 01/28/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/03/2014 - 07/17/2015

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

01/01/2010 - 11/25/2013

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

08/17/2007 - 01/01/2010

UBS SERVICES USA LLC (WEEHAWKEN NJ)

NJ

03/09/2004 - 08/17/2007

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

IL

03/04/2003 - 03/12/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

07/05/2001 - 11/08/2002

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

Not sure if Tiffany Ausby-frazier is right for you?

Licenses & Designations

BC

Issued 08/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tiffany Ausby-frazier.
Not sure if Tiffany Ausby-frazier is right for you?