Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffany? Claim Your ProfileTiffany Ann Fisher is a financial professional with over 25 years of experience in the industry. She is currently registered with LPL Financial LLC and has been in the industry since October 16, 1999. Tiffany has previously worked at CNS Securities, LLC, Securities America, Inc., D.E. Frey & Company, Inc., SunAmerica Securities, Inc., and The Exchange, Inc. She has a wide range of experience and holds several licenses, including Series 7, 24, 52TO, 53, 63, 99TO, and 14. Tiffany is a Chartered Financial Consultant and is a member of various professional organizations. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/20/2024 - Present
LPL Financial LLC (SHERMAN TX)
TX
06/17/2004 - 08/26/2024
CNS SECURITIES, LLC (Sherman TX)
NE
03/29/2000 - 12/20/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
CO
09/22/1999 - 12/16/1999
D.E. FREY & COMPANY, INC. (DENVER CO)
AZ
11/04/1997 - 08/14/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TX
11/13/1996 - 10/16/1997
THE EXCHANGE, INC. (AUSTIN TX)
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/22/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/20/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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