Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffany? Claim Your ProfileTiffany Alicia Pelayo is a securities professional with over 25 years of experience in the financial services industry. Tiffany has a strong background in investment services, having held positions with Charles Schwab & Co., Inc. and currently, at Fidelity Brokerage Services LLC. Tiffany has passed a number of industry exams including Series 63, Series 7, Series 8, Series 9, Series 10, Series 24, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
05/07/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
04/21/2003 - 07/10/2006
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
TX
11/14/1996 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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